About LLOY Law LLP
LLOY Law is a Chambers-recognized boutique serving companies, founders, investors, and investment managers developing, financing, and commercializing technologies and products in highly regulated markets. With offices in California, New York, and New Jersey, we advise clients across the United States and internationally at the intersection of innovation, capital, regulation, and global commerce. Our experience spans artificial intelligence, autonomous systems and drones, medical devices and pharmaceuticals, fintech, blockchain and digital assets, consumer electronics, and other emerging technologies and investment strategies.
At the core of our frontier technologies practice is the integration of sophisticated corporate and transactional counsel with deep financial regulatory and investment funds experience. We advise startups and growth companies from formation and initial financing through governance, strategic transactions, product launch, international expansion, and restructuring. On the investor side, we represent emerging and established fund managers, venture and hedge funds, family offices, investment advisers, foundations, and other capital providers in fund and joint venture formation, private offerings, portfolio investments, trading and financing arrangements, regulatory compliance, and ongoing operations.
Our financial regulatory work encompasses federal and state securities laws; commodities and derivatives regulation; investment adviser, private fund, broker-dealer, and financial platform issues; anti-money laundering requirements; and the regulatory treatment of digital assets and other novel financial products. Our corporate and transactional work includes venture, private capital, and digital asset financings; debt and equity transactions; acquisitions and strategic investments; commercial agreements; governance arrangements; and complex cross-border structures. Bringing these disciplines together allows us to address the commercial, transactional, and regulatory dimensions of a matter as a unified whole—an especially important advantage when a financing structure, investment strategy, or technology-enabled product raises questions across several legal regimes at once.
We are frequently engaged when a business model does not fit neatly within established legal categories, a transaction crosses regulatory regimes or national borders, or a new technology presents legal and policy questions without settled answers. We work with clients not only to assess whether a proposed structure or product is permissible, but also to design a practical path from concept and capitalization to launch and ongoing operation. That work may include structuring the company and its financing, evaluating regulatory classifications and licensing requirements, negotiating the underlying transactions, developing governance and compliance frameworks, and adapting the structure as the business and regulatory environment evolve.
Complementing these capabilities, our team brings substantial experience in cross-border physical trade, particularly between the United States and Asian markets. The practice advises consumer-goods, electronics, and other product businesses on the contractual and operational infrastructure supporting international supply chains, manufacturing and sourcing, warehousing, distribution, and market entry. This capability is especially valuable when emerging technology is embodied in a physical product—such as an AI-enabled consumer device—because bringing that product to market requires coordinated attention not only to corporate, technology, financing, and product-regulatory questions, but also to trade and export controls, packaging and labeling, warranty obligations, logistics, and distribution channels.
For multidisciplinary and multijurisdictional matters, we draw on a longstanding network of highly regarded independent specialists in areas such as tax, intellectual property and patent prosecution, pharmaceutical and medical-device regulation, and local regulatory and transactional matters in the United States and abroad. This network allows us to assemble and coordinate teams with capabilities comparable in breadth to those of a much larger international firm, while preserving an important advantage of the boutique model: each matter can be staffed with professionals selected for the particular technology, transaction, jurisdiction, or regulatory issue involved. Because we are not confined to a single firm’s internal bench, we can bring the right specialists to each engagement while remaining a consistent, integrated point of contact for the client.
The result is sophisticated, practical counsel for companies and investors operating at the frontier: close senior attention, an uncommon combination of company-side, investor-side, and regulatory experience, teams tailored to the matter, and continuity from initial formation and financing through product development, commercial launch, investment and fund operations, supply-chain development, international expansion, and restructuring. LLOY’s California FinTech practice has been recognized by Chambers USA for two consecutive years, and the firm represents startups, private investment funds, family offices, investment advisers, foundations, product businesses, and multinational companies operating across six continents.
With offices in Irvine and Los Angeles, California, as well as Edison, New Jersey, our business law attorneys advise and represent clients from coast to coast and worldwide.
Please see our attorney profiles to learn more about our experience and credentials:
Our Areas Of Practice
Though we handle a variety of unique and highly nuanced practice areas, our approach is consistent: we identify the legal issues, map out a strategy for success, and commit our knowledge and resources to executing that strategy. We work closely with our clients to identify their specific goals and concerns, and we have a long record of success in a variety of matters, including:
- Business and corporate solutions, including cross-border business solutions
- Securities and investment regulation
- Commercial litigation
- Outside general counsel